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Supporting documents
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Supervisor field check
A separate check to verify conditions and controls before work. Includes a one-page PDF and editable Word file.
Attendance sheet
A separate sign-in sheet to record the crew discussion. Includes a one-page PDF and editable Word file.
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Hazard-based toolbox talk 49 of 52, with a practical HOP exercise.
Plan a 5–10 minute toolbox discussion, plus time to verify the actual controls. The one-page toolbox talk and editable Word version are public. Separate supervisor and attendance records are included with free Safety & Systems membership.
Why this matters
The next bucket can move excavation from a marked estimate into a utility’s actual location. A completed locate process does not clear that approach step or an unexpected service.
Learning objective
Verify the exact-location evidence and approach hold point before excavation advances.
Key hazards or failure points
Incomplete locate coverage; erased marks; unknown services; electric contact; gas or water release.
Practical controls
- Set an approach hold point in the approved excavation method. Use current owner information and applicable local requirements; resolve private or unidentified services.
- Use the approved safe method to establish exact locations when approaching estimated utilities. Follow applicable local requirements and utility-owner instructions.
- Protect or support exposed installations as required. Coordinate excavation, equipment movement and any service isolation with the responsible people.
Verify It in the Field
- Before advancing, have the operator identify the hold point against the actual excavation and current utility information. Stop if marks or conditions conflict.
- Have the excavation lead show the approved approach method and evidence establishing the actual utility location. Do not probe blindly or assume depth.
- Confirm operators know the restricted area, stop signal and emergency contact. Verify required support before exposing more of an installation.
Stop and reassess
Stop affected excavation for missing marks, conflicting records, unknown lines or changed limits. For contact or suspected damage, follow the utility emergency plan and summon help from safety.
Crew discussion questions
- Which services might the ticket exclude?
- How will exact location be established?
- What change requires a new locate review?
For each required control, record its acceptance source and criterion, safe verification method, responsible verifier, actual result and time. Mark VERIFIED, HOLD/NOT VERIFIED, or N/A with a reason. Complete all required inspections; never enter danger or improvise a test to fill out a form.
Use this HOP tool
Validate assumptions
Name one statement about the buried service that rests on an assumption. Identify the record or authorized safe locating activity needed to resolve it. Assign an owner and hold the affected excavation until the finding is recorded and explained to the operator.
This exercise supports hazard identification or control verification. It does not replace safeguards, required training, specialist decisions or work authorization.
Leader preparation and practical detail
A drawing and a mark disagree
Illustrative situation: the plan shows a service crossing the excavation, but its painted line ends before the work area. Treat the disagreement as an unresolved condition. Record the precise location and ask the excavation lead to obtain clarification. A guess that the service was abandoned does not clear the next bucket movement.
Separate estimates from exact locations
For construction excavation, 1926.651(b) addresses estimated utility locations, owner contact, safe determination of exact locations when approaching and protection of exposed installations. State or local notification rules can impose additional conditions. This talk sets no universal ticket lifetime, tolerance zone or waiting period. A locate ticket alone cannot establish the status of a private installation outside its coverage.
Keep the record connected to the work
At the briefing, identify the work-area limits on the same information the operator will use. If the excavation moves, stop and compare the new limits before continuing. Preserve unresolved items and the responsible contact in the task record. Utility verification complements trench protection, access and atmosphere controls; it does not authorize entry.
Short supervisor field check
- Work limits match records
- Owner responses resolved
- Private services addressed
- Approach method authorized
- Support and emergency plan ready
Use the separate sheet to document evidence, unresolved restrictions, correction owner, recheck and required release authority. Rebrief affected workers. This record does not replace specialist inspections, permits or engineering determinations.
Attendance and follow-through
Use the separate attendance record for participants, roles, questions, actions and late-arrival rebriefs. Attendance does not prove competence, functioning controls or authorization. Keep completed records private under employer procedures.
Source acknowledgment
HOP concepts are adapted from DOE-HDBK-1028-2009, Human Performance Improvement Handbook, Volume 2 (June 2009). Todd Jerome Jenkins makes no claim to authorship or copyright ownership of original U.S. Government work. The explanations and exercises are original adaptations; no endorsement by DOE or the U.S. Government is implied. Third-party material credited in the handbook retains its separate ownership.
HOP source: Volume 2/VOLUME 2 VALIDATE ASSUMPTIONS.pdf; Printed pp. 22–23. The handbook supplies concepts; task-specific technical references are listed below.
Technical scope and references
Technical sources inspected October 12, 2026; resource edition October 12, 2026. Apply current jurisdictional requirements, the actual task procedure, manufacturer instructions, permits and required competent or qualified decisions. This resource supplies no equipment-specific acceptance criteria.
- OSHA 29 CFR 1926.651(b) — Construction excavation: underground-installation location, owner contact and protection.
- DOE-HDBK-1028-2009 Volume 2 — Validate assumptions — Printed pp. 22–23; historical HOP concepts adapted into an original exercise.
Connect this discussion to your JHA/JSA
Use the JHA/JSA planning and field-verification worksheet to connect this discussion to the actual task, controls and responsible people.
Related Todd Jerome Jenkins articles: How to Conduct a Job Safety Analysis and What Is Human and Organizational Performance?.
Related toolbox talks
- Trenches: Verify Protection Before Entry
- Assumptions: Show What Is Known and What Is Not
- Excavation Edges: Where Will the Next Load Go?
Continue the hazard series
- Pressure Testing: Keep People Outside the Release Path
- Computer Workstations: Fit the Setup to the Person
Put one verification into practice
Record today’s change and evidence using the free JHA/JSA planning and field-verification worksheet.